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Straits Financial LLC Customer Deposits


Financial information regarding STRAITS FINANCIAL LLC, including how it invests and holds customer funds, may be obtained from the National Futures Association (NFA) online by visiting the NFA Basic System website.

The U.S. Commodity Futures Trading Commission (CFTC) provides additional financial information on all FCMs on the CFTC website.

Monthly financials (as of March 31, 2024)

Net Capital


Adjusted Net Capital


Net Capital Requirement


Excess Net Capital

Straits Financial LLC is committed to maintaining the highest integrity of our customer accounts and protecting funds on deposit.

As the chart shows, Straits maintains the majority of customer deposits in US Government Securities, Cash, or in the Chicago Mercantile Exchange IEF5 Program: a 100% liquid bank account reviewed by the Commodity Futures Trading Commission. The deposits we maintain in physical cash, we deposit with: Banks, other licensed Carrying Brokers, or the CME.

We believe this extremely conservative approach to our investments enhances the safety and liquidity of customer deposits. Straits does not engage in proprietary trading, nor do we use repurchase agreements, or any other exotic investments to fund our operation. 100% of our focus is on you, the Customer, and on the safety of the funds you have entrusted to Straits. We encourage you to compare these practices with any other futures firms.

Please contact us with any questions.

Additional documents
Customer Segregated Funds Report

Total Held in Segregation


Total Funds Required to be Segregated


Excess Segregated Funds


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